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MARK THOMAS ROWLEY
CRD#: 1054597
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 27755 STANSBURY BLVD
STE 275
FARMINGTON HILLS, MI 48334
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2006 - Present (18 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 2003 (7 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1995 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1982 - 1988 (5 years)
License(s)

State Registrations

B
Arizona 7/1/2003

B
New Jersey 7/1/2003

B
California 7/1/2003

B
New Mexico 7/18/2011

B
Colorado 6/5/2023

B
New York 10/19/2022

B
District of Columbia 8/21/2013

B
North Carolina 7/1/2003

B
Florida 7/1/2003

B
Ohio 3/21/2023

B
Georgia 5/25/2023

B
Pennsylvania 8/25/2021

B
Illinois 9/24/2007

B
South Carolina 11/14/2017

B
Indiana 7/1/2003

B
Tennessee 7/12/2012

B
Maryland 7/1/2003

B
Texas 7/1/2003

B
Massachusetts 7/1/2003

B
Virginia 7/1/2003

B
Michigan 7/1/2003

B
Washington 7/1/2003

IA
Michigan 1/19/2010

B
Wisconsin 7/1/2003

B
Minnesota 7/1/2003

B
Wyoming 7/25/2011

B
Montana 2/3/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
27755 STANSBURY BLVD STE 275, FARMINGTON HILLS, MI 48334
Brighton, MI
Registered with this firm since 4/24/2006

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
27755 STANSBURY BLVD STE 275, FARMINGTON HILLS, MI 48334
Brighton, MI
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/11/1995 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/31/1993 - 08/29/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
02/15/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
07/22/1982 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.