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Detailed Report
ELLIOT LAWRENCE POKOIK
CRD#: 1052698
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2500 WESTCHESTER AVE STES 201 & 203
PURCHASE, NY 10577
Registration History
1985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1983 - 2003 (19 years)BBLINDER, ROBINSON & CO.,INC. (CRD# 5096)1983 - 1983 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)1982 - 1983 (<1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 2003 (7 years)
License(s)

State Registrations

B
Connecticut 7/1/2003
B
New Jersey 7/1/2003
B
District of Columbia 3/2/2023
B
New York 7/1/2003
B
Florida 7/1/2003
IA
New York 7/27/2021
B
Maryland 7/1/2003
B
Oklahoma 2/22/2022
B
Massachusetts 1/23/2025
B
Pennsylvania 7/1/2003
B
Missouri 7/1/2003
B
South Carolina 1/3/2008
IA
Missouri 7/1/2003
B
Virginia 7/1/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2500 WESTCHESTER AVE STES 201 & 203, PURCHASE, NY 10577
Cortlandt Manor, NY
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2500 WESTCHESTER AVE STES 201 & 203, PURCHASE, NY 10577
Cortlandt Manor, NY
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/30/1996 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) CHESTERFIELD, MO
B
 08/31/1983 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 05/26/1983 - 09/08/1983 BLINDER, ROBINSON & CO.,INC. (CRD#:5096)
B
 07/19/1982 - 01/24/1983 FIRST INVESTORS CORPORATION (CRD#:305)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.