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Detailed Report
LAWRENCE LYONS ORR III
III LAWRENCE LYONS ORR, LAWRENCE L ORR III, LAWRENCE LYONS ORR III III
CRD#: 1051077
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1441 MAIN STREET
SUITE 700
COLUMBIA, SC 29201
Registration History
1985199019952000200520102015202020252 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2006 (1 year)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2012 - Present (12 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1999 - 2002 (3 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1995 - 1999 (4 years)BTHE ROBINSON-HUMPHREY COMPANY INC. (CRD# 723)1983 - 1995 (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 1983 (1 year)
License(s)

State Registrations

B
Alabama 1/9/2020
IA
North Carolina 5/15/2013
B
Florida 11/15/2018
B
Oklahoma 5/31/2019
B
Georgia 11/30/2012
B
Oregon 5/3/2018
B
Kentucky 1/2/2020
B
Pennsylvania 5/13/2013
B
Massachusetts 7/25/2018
B
South Carolina 11/30/2012
B
Mississippi 1/2/2020
IA
South Carolina 12/21/2012
B
Missouri 6/14/2017
B
Tennessee 3/5/2021
B
Nebraska 12/20/2016
B
Texas 5/13/2013
B
New Hampshire 5/3/2019
IA
Texas 5/20/2013
B
New York 5/13/2013
B
Virginia 9/5/2024
B
North Carolina 11/30/2012
B
West Virginia 5/13/2013

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1441 MAIN STREET SUITE 700, COLUMBIA, SC 29201
401 PARK AVENUE SW SUITE B, AIKEN, SC 29801
Registered with this firm since 12/21/2012
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1441 MAIN STREET SUITE 700, COLUMBIA, SC 29201
401 PARK AVENUE SW SUITE B, AIKEN, SC 29801
Registered with this firm since 11/30/2012
Previous Registration(s)
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IA
 06/01/2009 - 12/22/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) CHARLOTTE, NC
B
 06/01/2009 - 12/22/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) CHARLOTTE, NC
IA
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHARLOTTE, NC
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHARLOTTE, NC
IA
 06/30/2004 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) COLUMBIA, SC
B
 06/29/2004 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) COLUMBIA, SC
IA
 11/13/2002 - 04/14/2004 MORGAN STANLEY (CRD#:7556) CHARLOTTE, NC
B
 11/13/2002 - 04/14/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 06/11/1999 - 11/05/2002 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
 04/28/1995 - 06/28/1999 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 08/05/1983 - 05/05/1995 THE ROBINSON-HUMPHREY COMPANY INC. (CRD#:723) ATLANTA, GA
B
 07/22/1982 - 07/25/1983 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.