Individual Firm
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JOHN SALVATORE AZZARA
SALVATORE JOHN AZZARA
CRD#: 1050458
IA
B
OSAIC WEALTH, INC.CRD#: 23131 HIGHLAND BEACH, FL
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11/6/2009
Customer Dispute
Settled
10/9/2009
Customer Dispute
Denied
State Registrations
B
Arizona 1/24/2025
IA
New Jersey 1/24/2025
B
California 1/24/2025
B
New York 1/24/2025
B
Florida 1/24/2025
B
North Carolina 1/24/2025
IA
Florida 1/24/2025
B
Pennsylvania 1/24/2025
B
Massachusetts 1/24/2025
B
Rhode Island 1/24/2025
B
New Hampshire 1/24/2025
B
Texas 1/24/2025
B
New Jersey 1/24/2025
SRO Registrations
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 1/24/2025
B
Registered with this firm since 1/24/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/08/2002 - 01/24/2025 | CLARK, NJ | |
B | 08/24/1982 - 01/24/2025 | CLARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.