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JOHN KENNITH BORNSTEIN
JOHN KENNETH BORNSTEIN
CRD#: 1050163
IA
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ADVISORY SERVICES NETWORKCRD#: 146051 100 WINNERS CIRCLE NORTH
SUITE 105
BRENTWOOD, TN 37027-1064
SUITE 105
BRENTWOOD, TN 37027-1064
CALTON & ASSOCIATES, INC.CRD#: 20999 100 Winners Circle North
Suite 105
Brentwood, TN 37027
Suite 105
Brentwood, TN 37027
0
Disclosures
30
Years of Experience
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State Registrations
IA
Tennessee 7/2/2012
B
Tennessee 5/2/2024
SRO Registrations
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Registered with this firm since 7/2/2012
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Registered with this firm since 5/2/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/03/2012 - 05/06/2024 | BRENTWOOD, TN | |
IA | 03/15/2004 - 07/05/2012 | BRENTWOOD, TN | |
B | 08/15/2003 - 07/05/2012 | BRENTWOOD, TN | |
B | 05/13/1987 - 08/26/1991 | DULUTH, GA | |
B | 07/12/1985 - 05/08/1987 | ||
B | 06/24/1982 - 03/18/1985 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.