Individual Firm
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TIMOTHY MATTHEW KELLER
CRD#: 1049745
IA
B
MML INVESTORS SERVICES, LLCCRD#: 10409 300 CORPORATE PKWY
SUITE 216N
AMHERST, NY 14226
SUITE 216N
AMHERST, NY 14226
0
Disclosures
41
Years of Experience
View By:
State Registrations
B
Arizona 5/19/2020
IA
New York 6/14/2021
B
California 2/19/2019
B
Pennsylvania 2/15/2019
B
Florida 6/30/2021
B
Texas 2/19/2019
B
New York 2/15/2019
IA
Texas 3/5/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/5/2019
B
Registered with this firm since 2/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/24/2018 - 02/04/2019 | WILLIAMSVILLE, NY | |
B | 06/21/2016 - 02/04/2019 | WILLIAMSVILLE, NY | |
IA | 05/15/2014 - 04/22/2016 | WILLIAMSVILLE, NY | |
B | 05/13/2014 - 04/22/2016 | WILLIAMSVILLE, NY | |
B | 08/02/2010 - 01/13/2014 | AMHERST, NY | |
B | 02/09/2007 - 08/12/2010 | WILLIAMSVILLE, NY | |
B | 02/09/2007 - 07/09/2007 | WILLIAMSVILLE, NY | |
IA | 02/04/2005 - 02/14/2007 | PITTSBURGH, PA | |
B | 11/23/2004 - 02/14/2007 | PITTSBURGH, PA | |
B | 03/30/1983 - 11/22/2004 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.