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JOHN CARTER DOWNING
JOHN CARTER DOWNING II
CRD#: 1049179
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Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 141 UNION BLVD STE 350
LAKEWOOD, CO 80228
CETERA ADVISOR NETWORKS LLCCRD#: 13572 141 UNION BLVD STE 350
LAKEWOOD, CO 80228
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)IAHINDS FINANCIAL GROUP INC (CRD# 129971)2006 - Present (18 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2001 - Present (23 years)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)1997 - 2001 (4 years)BSUN INVESTMENT SERVICES COMPANY (CRD# 5496)1993 - 1997 (4 years)BNEW ENGLAND SECURITIES (CRD# 615)1992 - 1994 (2 years)BGREEN HILL FINANCIAL SERVICE C... (CRD# 4882)1983 - 1993 (9 years)BPHILADELPHIA FINANCIAL ADVISOR... (CRD# 7149)1988 - 1992 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2001 - 2023 (21 years)IAHINDS FINANCIAL GROUP (CRD# 109260)2001 - 2006 (4 years)
License(s)

State Registrations

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California 6/25/2002

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Texas 8/15/2014

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Colorado 7/30/2001

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Texas 6/29/2023

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Colorado 6/7/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
141 UNION BLVD STE 350, LAKEWOOD, CO 80228
Registered with this firm since 6/29/2023

IA
HINDS FINANCIAL GROUP INC (CRD#:129971)
141 UNION BLVD. SUITE 350, LAKEWOOD, CO 80228
Registered with this firm since 6/7/2006

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
141 UNION BLVD STE 350, LAKEWOOD, CO 80228
ENGLEWOOD, CO
Registered with this firm since 7/30/2001

Previous Registration(s)
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09/14/2001 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) GREENWOOD VILLAGE, CO
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08/08/2001 - 03/24/2006 HINDS FINANCIAL GROUP (CRD#:109260) ENGLEWOOD, CO
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08/22/1997 - 08/27/2001 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
B
07/16/1993 - 08/20/1997 SUN INVESTMENT SERVICES COMPANY (CRD#:5496) WELLESLEY HILLS, MA
B
01/29/1992 - 06/28/1994 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
12/05/1983 - 08/11/1993 GREEN HILL FINANCIAL SERVICE CORPORATION (CRD#:4882)
B
10/21/1988 - 01/06/1992 PHILADELPHIA FINANCIAL ADVISORS, INC. (CRD#:7149) PHILADELPHIA, PA
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Broker
IA
Investment Adviser
Disclosures
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