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ROBERT GLEN LEVY
CRD#: 1049051
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 32300 NORTHWESTERN HWY STE 150
FARMINGTON HILLS, MI 48334
Registration History
1985199019952000200520102015202020252 FIRMS2000 - Present (25 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1988 - 2000 (12 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1988 (4 years)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1983 - 1983 (<1 year)BFIRST NATIONAL SECURITITES COR... (CRD# 10450)1982 - 1983 (<1 year)
Disclosure(s)
View By:
7/10/2023
Regulatory
Final
3/1/1986
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/30/2012

B
Minnesota 1/14/2000

B
Arizona 1/14/2000

B
Montana 7/25/2022

B
California 1/14/2000

B
Nevada 8/21/2006

B
Colorado 4/18/2005

B
New Jersey 1/14/2000

B
District of Columbia 6/25/2020

B
New Mexico 7/25/2022

B
Florida 1/14/2000

B
New York 1/14/2000

IA
Florida 7/10/2023

B
North Carolina 6/12/2007

B
Georgia 1/25/2012

B
Ohio 1/20/2012

B
Hawaii 1/7/2021

B
Pennsylvania 1/8/2016

B
Illinois 4/24/2007

B
South Carolina 12/8/2011

B
Indiana 10/13/2000

B
South Dakota 10/25/2018

B
Iowa 9/15/2022

B
Tennessee 2/7/2012

B
Kansas 7/25/2022

B
Texas 1/14/2000

B
Maryland 1/14/2000

IA
Texas 1/14/2000

B
Michigan 1/14/2000

B
Utah 8/21/2019

IA
Michigan 9/16/2010

B
Washington 1/17/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
1800 NORTH MILITARY TRAIL SUITE 300, BOCA RATON, FL 33431
Registered with this firm since 1/14/2000

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
1800 NORTH MILITARY TRAIL SUITE 300, BOCA RATON, FL 33431
Registered with this firm since 1/14/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/11/1988 - 01/18/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
12/01/1983 - 01/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
06/03/1983 - 11/18/1983 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
08/02/1982 - 01/04/1983 FIRST NATIONAL SECURITITES CORPORATION (CRD#:10450)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.