Individual Firm
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SCOTT AYRES LANHAM
CRD#: 1046994
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WELLS FARGO ADVISORSCRD#: 19616 7600 WISCONSIN AVE
STE 900
BETHESDA, MD 20814
STE 900
BETHESDA, MD 20814
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2/16/1996
Regulatory
Final
State Registrations
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Arkansas 11/30/2016
B
Maryland 10/1/1999
B
California 10/1/1999
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Maryland 3/29/2011
B
Delaware 1/27/2025
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Massachusetts 10/1/1999
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District of Columbia 2/24/2006
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New Jersey 10/1/1999
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District of Columbia 3/28/2011
B
New York 10/1/1999
B
Florida 10/1/1999
B
Utah 6/20/2016
B
Indiana 8/22/2000
B
Virginia 2/21/2006
SRO Registrations
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Registered with this firm since 3/28/2011
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Registered with this firm since 10/1/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/25/1999 - 10/01/1999 | CHARLOTTE, NC | |
B | 04/20/1998 - 11/11/1998 | AUSTIN, TX | |
B | 03/04/1997 - 03/10/1998 | RED BANK, NJ | |
B | 09/11/1995 - 09/17/1996 | NEW YORK, NY | |
B | 06/19/1989 - 08/11/1995 | NEW YORK, NY | |
B | 05/21/1987 - 07/22/1989 | ||
B | 12/16/1985 - 05/15/1987 | ||
B | 06/28/1982 - 11/26/1985 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.