DAVID EUGENE MARTIN - Investment Adviser at FINANCIAL ADVISORS CONSORTIUM, INC.

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Detailed ReportReport

DAVID EUGENE MARTIN

CRD#: 1046246

Investment Adviser

Previous Broker

FINANCIAL ADVISORS CONSORTIUM, INC.CRD#: 141081

400 MCKNIGHT PARK DRIVE SUITE 404
PITTSBURGH, PA 15237-2506

Registration History

Disclosure(s)

View By:

1/26/2018

Regulatory

Final

8/20/2004

Regulatory

Pending

8/20/2004

Customer Dispute

Settled

11/28/2001

Customer Dispute

Award / Judgment

License(s)

State Registrations

Pennsylvania 7/26/2006

Texas 3/30/2023

Current Registration(s)

FINANCIAL ADVISORS CONSORTIUM, INC. (CRD#:141081)

400 MCKNIGHT PARK DRIVE SUITE 404, PITTSBURGH, PA 15237-2506

Registered with this firm since 7/26/2006

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	06/25/2007 - 06/21/2023	NFI, LLC (CRD#:136742)	SEVEN FIELDS, PA
IA	07/26/2006 - 12/31/2017	FINANCIAL ADVISORS CONSORTIUM, INC. (CRD#:141081)	PITTSBURGH, PA
IA	03/02/1998 - 12/31/2005	NETWORK FOR FINANCIAL INDEPENDENCE LLC (CRD#:109451)	PITTSBURGH, PA
B	06/08/2001 - 10/04/2005	NFI NETWORK, LLC (CRD#:104447)	PITTSBURGH, PA
B	07/10/1997 - 10/19/1998	POLARIS FINANCIAL SERVICES, INC. (CRD#:14521)	CONCORD, NH
B	06/04/1982 - 07/11/1997	AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363)	MINNEAPOLIS, MN
B	06/04/1982 - 07/10/1997	IDS LIFE INSURANCE COMPANY (CRD#:6321)	MINNEAPOLIS, MN
B	05/01/1992 - 12/31/1994	AMERICAN EXPRESS SERVICE CORPORATION (CRD#:10518)	MINNEAPOLIS, MN
B	06/04/1982 - 12/24/1986	IDS FINANCIAL SERVICES INC. (CRD#:6320)

NFI, LLC (CRD#:136742)

SEVEN FIELDS, PA

06/25/2007 - 06/21/2023

FINANCIAL ADVISORS CONSORTIUM, INC. (CRD#:141081)

PITTSBURGH, PA

07/26/2006 - 12/31/2017

NETWORK FOR FINANCIAL INDEPENDENCE LLC (CRD#:109451)

PITTSBURGH, PA

03/02/1998 - 12/31/2005

NFI NETWORK, LLC (CRD#:104447)

PITTSBURGH, PA

06/08/2001 - 10/04/2005

POLARIS FINANCIAL SERVICES, INC. (CRD#:14521)

CONCORD, NH

07/10/1997 - 10/19/1998

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363)

MINNEAPOLIS, MN

06/04/1982 - 07/11/1997

IDS LIFE INSURANCE COMPANY (CRD#:6321)

MINNEAPOLIS, MN

06/04/1982 - 07/10/1997

AMERICAN EXPRESS SERVICE CORPORATION (CRD#:10518)

MINNEAPOLIS, MN

05/01/1992 - 12/31/1994

IDS FINANCIAL SERVICES INC. (CRD#:6320)

06/04/1982 - 12/24/1986

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.