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STEPHEN ALLEN EYE
CRD#: 1046234
IA
B
LPL FINANCIAL LLCCRD#: 6413 209 SILOAM RD.
EASLEY, SC 29642
EASLEY, SC 29642
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 300 North Main Street
Suite 400
Greenville, SC 29601
Suite 400
Greenville, SC 29601
0
Disclosures
42
Years of Experience
View By:
State Registrations
B
Florida 10/18/2019
IA
South Carolina 10/18/2019
B
Georgia 1/9/2020
B
Tennessee 7/16/2021
B
North Carolina 8/3/2020
B
Virginia 7/26/2021
B
Ohio 11/29/2022
B
West Virginia 10/18/2019
B
South Carolina 10/18/2019
B
Wisconsin 10/12/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/3/2025
IA
Registered with this firm since 10/18/2019
B
Registered with this firm since 10/18/2019
B
Registered with this firm since 3/3/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/08/2018 - 10/18/2019 | Greenville, SC | |
B | 06/08/2018 - 10/18/2019 | Greenville, SC | |
IA | 08/17/2016 - 06/13/2018 | GREER, SC | |
B | 03/08/2006 - 06/13/2018 | GREENVILLE, SC | |
IA | 03/14/2006 - 12/31/2016 | GREENVILLE, SC | |
IA | 01/24/2006 - 03/13/2006 | EASLEY, SC | |
B | 08/15/2002 - 03/13/2006 | EASLEY, SC | |
B | 02/09/1996 - 08/05/2002 | PURCHASE, NY | |
B | 05/20/1982 - 02/16/1996 | MINNEAPOLIS, MN | |
B | 05/20/1982 - 02/16/1996 | MINNEAPOLIS, MN | |
B | 05/20/1982 - 12/24/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.