Individual Firm
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GREGORY DALE COZAD
CRD#: 1046058
IA
B
COZAD ASSET MANAGEMENT INCCRD#: 104764 2501 GALEN DRIVE
CHAMPAIGN, IL 61821
CHAMPAIGN, IL 61821
0
Disclosures
42
Years of Experience
View By:
State Registrations
IA
Florida 8/1/2022
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Texas 10/7/2021
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Illinois 2/17/1998
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Registered with this firm since 2/17/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/01/2009 - 10/13/2021 | CHAMPAIGN, IL | |
B | 01/14/1993 - 09/04/2009 | CHAMPAIGN, IL | |
IA | 02/17/1998 - 09/01/2009 | CHAMPAIGN, IL | |
IA | 02/23/2004 - 12/31/2008 | CHAMPAIGN, IL | |
B | 03/17/1997 - 11/02/2000 | CHAMPAIGN, IL | |
B | 12/07/1990 - 07/06/1992 | ATLANTA, GA | |
B | 01/21/1987 - 04/29/1991 | NEWARK, NJ | |
B | 06/28/1982 - 12/07/1990 |
CHAMPAIGN, IL
02/17/1998 - 09/01/2009
CHAMPAIGN, IL
02/23/2004 - 12/31/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.