Individual Firm
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ROLAND W KILLCREAS
R WALLACE KILLCREAS, ROLAND WALLACE KILLCREAS, WALLACE R KILLCREAS
CRD#: 1045796
IA
B
MORGAN STANLEYCRD#: 149777 RSA BATTLE HOUSE TOWER
11 NORTH WATER ST., SUITE 16290
MOBILE, AL 36602
11 NORTH WATER ST., SUITE 16290
MOBILE, AL 36602
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5/28/1984
Customer Dispute
Settled
2/22/1984
Customer Dispute
Settled
1/30/1984
Customer Dispute
Settled
1/30/1984
Customer Dispute
Settled
State Registrations
B
Alabama 6/1/2009
B
North Carolina 6/1/2009
IA
Alabama 6/1/2009
B
Ohio 3/11/2021
B
Arkansas 7/11/2011
B
Oklahoma 3/5/2020
B
Colorado 12/1/2023
B
Pennsylvania 2/2/2010
B
Florida 6/1/2009
B
Tennessee 6/1/2009
B
Georgia 6/1/2009
B
Texas 6/1/2009
B
Kentucky 1/16/2024
IA
Texas 1/27/2015
B
Louisiana 6/1/2009
B
Virginia 6/1/2009
B
Mississippi 6/1/2009
B
Wisconsin 11/4/2022
B
Missouri 2/10/2023
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2006 - 06/01/2009 | MOBILE, AL | |
B | 02/21/2006 - 06/01/2009 | MOBILE, AL | |
IA | 07/23/1999 - 02/21/2006 | MOBILE, AL | |
B | 10/17/1988 - 02/21/2006 | BALTIMORE, MD | |
B | 07/09/1986 - 10/17/1988 | ||
B | 03/02/1982 - 06/13/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.