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BARRY JAMES SZYMCZAK
CRD#: 1045694
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2056 WESTINGS AVE STE 500
NAPERVILLE, IL 60563
Registration History
1985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 2003 (6 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1982 - 1996 (13 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1982 - 1993 (11 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2003 (5 years)
License(s)

State Registrations

B
Arizona 7/1/2003

IA
Illinois 7/1/2003

B
California 9/22/2020

B
Indiana 3/25/2015

B
Colorado 6/28/2006

B
Louisiana 10/12/2023

B
Florida 9/4/2013

B
Michigan 11/15/2013

IA
Florida 1/20/2016

B
South Carolina 2/21/2025

B
Illinois 7/1/2003

B
Tennessee 6/22/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2056 WESTINGS AVE STE 500, NAPERVILLE, IL 60563
Countryside, IL
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2056 WESTINGS AVE STE 500, NAPERVILLE, IL 60563
Countryside, IL
Registered with this firm since 7/1/2003

Previous Registration(s)
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IA
01/04/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) OAKBROOK TERRACE, IL
B
11/20/1996 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
10/06/1982 - 09/16/1996 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
10/06/1982 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.