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MICHAEL PATRICK SCHIFFER
CRD#: 1045331
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1010 FRANKLIN AVE STE 100
GARDEN CITY, NY 11530
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2006 (2 years)BLASALLE ST SECURITIES, L.L.C. (CRD# 7191)1997 - 2003 (5 years)BSAPERSTON ASSET MANAGEMENT, INC. (CRD# 44379)1998 - 1998 (<1 year)BSAPERSTON FINANCIAL INC. (CRD# 27863)1992 - 1997 (5 years)BRICKEL & ASSOCIATES, INC. (CRD# 7839)1990 - 1992 (2 years)BHERZOG, HEINE, GEDULD, INC. (CRD# 2186)1988 - 1990 (1 year)BADVEST, INC. (CRD# 10)1987 - 1988 (<1 year)BOUTWATER & WELLS, INC. (CRD# 2959)1986 - 1987 (<1 year)BPURCELL, GRAHAM & CO., INC. (CRD# 7187)1986 - 1986 (<1 year)BAMERICAN SECURITIES CORPORATION (CRD# 41)1984 - 1986 (1 year)BBUTCHER & SINGER INC. (CRD# 6517)1983 - 1984 (<1 year)BJ. W. WELLER & CO., INC. (CRD# 6106)1982 - 1982 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Arizona 12/14/2018

IA
New Jersey 12/14/2018

B
California 12/14/2018

B
New York 12/14/2018

B
Connecticut 12/7/2021

IA
New York 7/27/2021

B
Florida 12/14/2018

B
Pennsylvania 6/27/2024

B
Maryland 1/12/2024

B
Rhode Island 11/7/2024

B
New Jersey 12/14/2018

B
Virginia 11/10/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1010 FRANKLIN AVE STE 100, GARDEN CITY, NY 11530
Registered with this firm since 12/14/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1010 FRANKLIN AVE STE 100, GARDEN CITY, NY 11530
Registered with this firm since 12/14/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 12/18/2018 MORGAN STANLEY (CRD#:149777) GARDEN CITY, NY
B
06/01/2009 - 12/18/2018 MORGAN STANLEY (CRD#:149777) GARDEN CITY, NY
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) JERICHO, NY
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) JERICHO, NY
IA
01/13/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) JERICHO, NY
B
01/13/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) JERICHO, NY
IA
06/03/2005 - 01/19/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) GREAT NECK, NY
B
09/01/2003 - 01/19/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREAT NECK, NY
B
10/02/1997 - 08/18/2003 LASALLE ST SECURITIES, L.L.C. (CRD#:7191) ELMHURST, IL
B
01/28/1998 - 05/21/1998 SAPERSTON ASSET MANAGEMENT, INC. (CRD#:44379) HAMBURG, NY
B
03/11/1992 - 10/16/1997 SAPERSTON FINANCIAL INC. (CRD#:27863) BUFFALO, NY
B
01/04/1990 - 04/01/1992 RICKEL & ASSOCIATES, INC. (CRD#:7839) NEW YORK, NY
B
06/09/1988 - 01/04/1990 HERZOG, HEINE, GEDULD, INC. (CRD#:2186) NEW YORK, NY
B
07/15/1987 - 06/09/1988 ADVEST, INC. (CRD#:10)
B
12/17/1986 - 06/04/1987 OUTWATER & WELLS, INC. (CRD#:2959)
B
05/09/1986 - 10/13/1986 PURCELL, GRAHAM & CO., INC. (CRD#:7187)
B
11/19/1984 - 05/05/1986 AMERICAN SECURITIES CORPORATION (CRD#:41)
B
12/02/1983 - 11/16/1984 BUTCHER & SINGER INC. (CRD#:6517)
B
06/28/1982 - 07/15/1982 J. W. WELLER & CO., INC. (CRD#:6106)
FINRA expelled the firm on 04/01/1986
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.