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Detailed Report
PAUL BROOKS BEISLER
CRD#: 1044744
IA
Investment Adviser
B
Broker
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.CRD#: 13609 PITTSBURGH, PA
Registration History
1985199019952000200520102015202020252 FIRMS1982 - 1992 (9 years)IABERTHEL FISHER & COMPANY FINAN... (CRD# 13609)2015 - Present (10 years)BBERTHEL, FISHER & COMPANY FINA... (CRD# 13609)2003 - Present (22 years)BCONTINENTAL CAPITAL INVESTMENT... (CRD# 2864)1999 - 2003 (4 years)BNEW ENGLAND SECURITIES (CRD# 615)1992 - 1999 (6 years)IABERTHEL FISHER & COMPANY FINAN... (CRD# 13609)2003 - 2013 (10 years)IACONTINENTAL CAPITAL INVESTMENT... (CRD# 2864)2000 - 2003 (2 years)
License(s)

State Registrations

B
California 3/31/2003
B
Ohio 3/31/2003
B
Florida 4/1/2003
B
Oklahoma 3/6/2014
B
Maryland 3/31/2003
B
Pennsylvania 3/31/2003
B
New York 5/24/2005
IA
Pennsylvania 3/2/2015
B
North Carolina 7/2/2012
B
Texas 4/26/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
PITTSBURGH, PA
Registered with this firm since 3/2/2015
B
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
PITTSBURGH, PA
Registered with this firm since 3/31/2003
Previous Registration(s)
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IA
 08/26/2003 - 12/31/2013 BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) PITTSBURGH, PA
IA
 06/15/2000 - 03/31/2003 CONTINENTAL CAPITAL INVESTMENT SERVICES (CRD#:2864) PITTSBURGH, PA
B
 03/17/1999 - 03/31/2003 CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. (CRD#:2864) BRYAN, OH
B
 04/20/1992 - 03/26/1999 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
 07/08/1982 - 04/08/1992 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
 07/08/1982 - 04/08/1992 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.