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ALBERT KWOK FOO LI
CRD#: 1043906
IA
Investment Adviser
B
Broker
INTEGRATED WEALTH CONCEPTS LLCCRD#: 284656 200 5TH AVE
SUITE 4010
WALTHAM, MA 02451
LPL FINANCIAL LLCCRD#: 6413 200 5TH AVE., SUITE 4010
WALTHAM, MA 02451
Registration History
1985199019952000200520102015202020252 FIRMS1990 - 1995 (5 years)2 FIRMS1995 - 1998 (2 years)2 FIRMS1999 - 2002 (2 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BEQUITY SERVICES, INC. (CRD# 265)2002 - 2007 (4 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1998 - 1999 (1 year)BMONY SECURITIES CORP. (CRD# 4386)1983 - 1989 (5 years)
License(s)

State Registrations

B
California 10/7/2016

IA
Massachusetts 10/17/2016

B
Florida 10/7/2016

B
New York 10/7/2016

B
Maine 10/7/2016

IA
Texas 12/17/2021

B
Massachusetts 10/7/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INTEGRATED WEALTH CONCEPTS LLC (CRD#:284656)
200 5TH AVE SUITE 4010, WALTHAM, MA 02451
Registered with this firm since 10/17/2016

B
LPL FINANCIAL LLC (CRD#:6413)
200 5TH AVE., SUITE 4010, WALTHAM, MA 02451
READING, MA
Registered with this firm since 10/7/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/13/2009 - 10/11/2016 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) WALTHAM, MA
B
02/27/2009 - 10/11/2016 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) WALTHAM, MA
IA
03/12/2007 - 05/29/2009 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
B
02/08/2007 - 05/29/2009 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
B
03/15/2002 - 02/09/2007 EQUITY SERVICES, INC. (CRD#:265) READING, MA
B
04/02/1999 - 03/13/2002 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
04/02/1999 - 03/13/2002 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
05/15/1998 - 10/01/1999 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
10/04/1995 - 04/17/1998 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
10/04/1995 - 04/17/1998 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
06/14/1990 - 09/29/1995 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
06/14/1990 - 09/29/1995 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
09/28/1983 - 05/20/1989 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.