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WILLIAM M MERCER
BILL MERCER, WILLIAM MICHAEL MERCER
CRD#: 1043631
IA
B
LPL FINANCIAL LLCCRD#: 6413 1006 Perry Highway
Pittsburgh, PA 15237
Pittsburgh, PA 15237
0
Disclosures
42
Years of Experience
View By:
State Registrations
B
California 7/24/2024
B
Pennsylvania 6/26/2024
B
Colorado 7/30/2024
IA
Pennsylvania 6/26/2024
B
Florida 6/26/2024
B
South Carolina 6/26/2024
B
Illinois 6/26/2024
IA
South Carolina 11/4/2024
B
Kentucky 6/26/2024
B
Texas 6/26/2024
B
Maryland 6/26/2024
IA
Texas 6/26/2024
B
Michigan 6/26/2024
B
Virginia 6/26/2024
B
North Carolina 6/26/2024
B
Washington 6/26/2024
B
Ohio 6/26/2024
SRO Registrations
B
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IA
Registered with this firm since 6/26/2024
B
Registered with this firm since 6/26/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/24/2008 - 06/26/2024 | CINCINNATI, OH | |
B | 07/05/1990 - 06/26/2024 | PITTSBURGH, PA | |
B | 03/15/1990 - 07/05/1990 | EL SEGUNDO, CA | |
B | 06/21/1982 - 03/01/1990 | SPRINGFIELD, MA | |
B | 06/21/1982 - 03/01/1990 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.