Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DANIEL ALOYSIUS MACKEY
CRD#: 1043515
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 300 Mt. Lebanon Boulevard Ste. 2215
Pittsburgh, PA 15234
Registration History
1985199019952000200520102015202020252 FIRMS1982 - 1993 (10 years)2 FIRMS2024 - Present (<1 year)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)1999 - 2024 (25 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1996 - 1999 (2 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1996 - 1997 (<1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1994 - 1996 (2 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1993 - 1994 (<1 year)IALINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2012 - 2024 (12 years)
License(s)

State Registrations

B
California 5/17/2024
IA
Pennsylvania 5/16/2024
B
Florida 5/17/2024
B
Pennsylvania 5/17/2024
B
Georgia 5/17/2024
B
Virginia 5/17/2024
B
Minnesota 1/28/2025
B
West Virginia 5/17/2024
B
Ohio 5/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
LPL FINANCIAL LLC (CRD#:6413)
300 Mt. Lebanon Boulevard Ste. 2215, Pittsburgh, PA 15234
300 MT LEBANON BLVD STE 2215, PITTSBURG, PA 15234
Registered with this firm since 5/17/2024
IA
LPL FINANCIAL LLC (CRD#:6413)
300 Mt. Lebanon Boulevard Ste. 2215, Pittsburgh, PA 15234
300 MT LEBANON BLVD STE 2215, PITTSBURG, PA 15234
Registered with this firm since 5/16/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/24/2012 - 05/20/2024 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) PITTSBURGH, PA
B
 05/15/1999 - 05/20/2024 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) PITTSBURGH, PA
B
 07/22/1996 - 05/05/1999 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
 07/22/1996 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
 07/15/1994 - 07/15/1996 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 06/03/1993 - 05/24/1994 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
 06/21/1982 - 05/11/1993 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
 06/21/1982 - 05/11/1993 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.