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ROSS EUGENE DEVALOIS
CRD#: 1041195
IA
B
NATIONS FINANCIAL GROUP, INC.CRD#: 44181 404 E. COLLEGE ST.
SUITE 406
IOWA CITY, IA 52240
SUITE 406
IOWA CITY, IA 52240
0
Disclosures
42
Years of Experience
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State Registrations
B
Arizona 3/18/1999
B
Michigan 3/16/1998
B
California 3/6/2020
B
Minnesota 1/20/1999
B
Colorado 3/16/1998
B
Missouri 5/29/2008
B
Florida 8/26/2020
B
Nebraska 11/18/2016
B
Illinois 1/19/1999
B
North Carolina 3/16/1998
B
Indiana 1/19/2005
B
Oklahoma 7/24/2014
B
Iowa 3/16/1998
B
Oregon 10/5/2007
IA
Iowa 6/9/2006
B
Washington 5/1/2000
B
Kansas 4/10/2003
B
Wisconsin 9/6/2019
SRO Registrations
B
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IA
Registered with this firm since 6/9/2006
B
Registered with this firm since 3/16/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/19/1989 - 03/16/1998 | CEDAR RAPIDS, IA | |
B | 07/07/1982 - 07/05/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.