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Detailed Report
BARRY STEVEN GALLUN
CRD#: 1040982
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 12505 PARK POTOMAC AVENUE
SUITE 200
POTOMAC, MD 20854
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1988 - 2006 (17 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1988 (<1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1986 - 1988 (2 years)BLAIDLAW ADAMS & PECK INC. (CRD# 1481)1982 - 1986 (3 years)BWILENS SECURITIES, CO. (CRD# 8044)1982 - 1982 (<1 year)IALEGG MASON WOOD WALKER INC (CRD# 6555)1991 - 2006 (14 years)
Disclosure(s)
View By:
11/24/2009
Customer Dispute
Settled
12/6/2000
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 10/6/2016
B
Minnesota 7/11/2017
B
Arizona 6/1/2009
B
Montana 12/12/2011
B
Arkansas 6/1/2009
B
Nevada 1/23/2023
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New Mexico 8/29/2012
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 6/1/2009
B
North Carolina 6/1/2009
B
District of Columbia 6/1/2009
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 8/22/2022
IA
Florida 1/19/2016
B
Oregon 5/10/2016
B
Georgia 6/1/2009
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
B
Rhode Island 6/1/2009
B
Indiana 6/1/2009
B
South Carolina 11/7/2016
B
Iowa 6/1/2009
B
Tennessee 2/10/2023
B
Kansas 9/30/2016
B
Texas 6/1/2009
B
Kentucky 1/14/2015
IA
Texas 2/11/2014
B
Louisiana 7/3/2017
B
Utah 10/6/2014
B
Maine 3/20/2017
B
Vermont 12/17/2013
B
Maryland 6/1/2009
B
Virginia 6/1/2009
IA
Maryland 6/1/2009
B
Washington 8/23/2013
B
Massachusetts 6/1/2009
B
West Virginia 6/1/2009
B
Michigan 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
12505 PARK POTOMAC AVENUE SUITE 200, POTOMAC, MD 20854
7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
12505 PARK POTOMAC AVENUE SUITE 200, POTOMAC, MD 20854
7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BETHESDA, MD
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BETHESDA, MD
IA
 10/08/1991 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) BETHESDA, MD
B
 07/18/1988 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 05/14/1988 - 08/01/1988 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
B
 02/21/1986 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 07/22/1982 - 03/06/1986 LAIDLAW ADAMS & PECK INC. (CRD#:1481)
FINRA expelled the firm on 03/26/1991
B
 05/24/1982 - 12/20/1982 WILENS SECURITIES, CO. (CRD#:8044)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.