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ROBERT COLLINS BESWICK
CRD#: 1040843
IA
B
PREISZ FINANCIALCRD#: 144469 4525 SW CONDOR AVE
PORTLAND, OR 97239
PORTLAND, OR 97239
LPL FINANCIAL LLCCRD#: 6413 4525 SW CONDOR AVE
PORTLAND, OR 97239-4061
PORTLAND, OR 97239-4061
0
Disclosures
42
Years of Experience
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State Registrations
B
Alabama 5/6/2021
B
Maryland 6/30/2014
B
Arizona 6/30/2014
B
Minnesota 12/10/2019
B
California 6/30/2014
B
Nevada 10/31/2017
B
Colorado 3/6/2015
B
Oregon 9/8/2009
B
Delaware 4/4/2017
IA
Oregon 5/18/2022
B
Florida 11/15/2021
B
Texas 7/16/2014
B
Georgia 6/30/2014
B
Washington 9/8/2009
B
Hawaii 7/18/2017
IA
Washington 4/8/2010
SRO Registrations
B
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IA
Registered with this firm since 4/8/2010
B
Registered with this firm since 9/8/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/15/2018 - 02/04/2019 | WEST LINN, OR | |
B | 03/31/1989 - 09/08/2009 | WEST LINN, OR | |
B | 02/06/1989 - 03/31/1989 | ||
B | 03/07/1983 - 02/22/1989 | ||
B | 08/31/1982 - 01/02/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.