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GEORGE GENE BRADLEY
CRD#: 1040744
IA
B
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 55 HARRISTOWN ROAD
SUITE 101
GLEN ROCK, NJ 07452
SUITE 101
GLEN ROCK, NJ 07452
0
Disclosures
29
Years of Experience
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State Registrations
B
New Jersey 10/1/2003
B
New York 11/4/2004
IA
New Jersey 10/16/2003
B
Pennsylvania 10/1/2003
SRO Registrations
B
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IA
Registered with this firm since 10/16/2003
B
Registered with this firm since 10/1/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/31/2002 - 04/02/2003 | MEDFORD, NJ | |
B | 12/05/2001 - 04/02/2003 | CONSHOHOCKEN, PA | |
B | 02/02/1998 - 12/22/1999 | CONSHOHOCKEN, PA | |
B | 01/27/1998 - 02/02/1998 | APPLETON, WI | |
B | 02/07/1995 - 12/31/1996 | NEW YORK, NY | |
B | 07/07/1994 - 12/31/1994 | NEW YORK, NY | |
B | 11/22/1993 - 07/12/1994 | CONSHOHOCKEN, PA | |
B | 05/03/1982 - 01/04/1984 | ||
B | 05/03/1982 - 01/04/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.