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WILLIAM TALBOT KENDALL
CRD#: 1040595
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1610 ARDEN WAY
SACRAMENTO, CA 95815
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2015 (7 years)2 FIRMS2015 - Present (9 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1989 - 2008 (19 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1983 - 1989 (5 years)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 8174)1982 - 1983 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)
Disclosure(s)
View By:
1/30/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/16/2016

B
New Hampshire 11/6/2015

B
California 11/6/2015

B
Ohio 11/6/2015

IA
California 11/6/2015

B
Oklahoma 11/9/2022

B
District of Columbia 11/6/2015

B
Oregon 12/1/2015

B
Florida 5/3/2017

B
South Carolina 6/25/2020

B
Hawaii 12/15/2015

B
South Dakota 3/20/2019

B
Idaho 4/13/2021

B
Tennessee 5/20/2022

B
Iowa 2/16/2024

B
Utah 9/13/2023

B
Missouri 7/20/2021

B
Washington 11/6/2015

B
Nevada 11/6/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1610 ARDEN WAY, SACRAMENTO, CA 95815
Stockton, CA
Registered with this firm since 11/6/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1610 ARDEN WAY, SACRAMENTO, CA 95815
Stockton, CA
Registered with this firm since 11/6/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 11/11/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) STOCKTON, CA
B
01/01/2008 - 11/11/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) STOCKTON, CA
B
01/16/1989 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) STOCKTON, CA
IA
07/08/1997 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) STOCKTON, CA
B
11/02/1983 - 01/21/1989 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
03/25/1982 - 11/17/1983 PAINE, WEBBER, JACKSON & CURTIS INC. (CRD#:8174)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.