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BERNARD REGIS THEIS
CRD#: 1040080
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 Pittsburgh, PA
Registration History
1985199019952000200520102015202020252 FIRMS2014 - 2019 (5 years)2 FIRMS2019 - 2024 (4 years)2 FIRMS2024 - Present (<1 year)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2009 - 2014 (5 years)BFERRIS, BAKER WATTS, LLC (CRD# 285)1999 - 2009 (9 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1985 - 1999 (14 years)BFEDERATED SECURITIES CORP. (CRD# 5009)1982 - 1984 (2 years)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2012 - 2014 (2 years)
License(s)

State Registrations

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Florida 5/6/2024

B
Pennsylvania 5/6/2024

B
Illinois 5/6/2024

IA
Pennsylvania 5/6/2024

B
Kansas 5/6/2024

B
Tennessee 5/6/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
Pittsburgh, PA
PITTSBURGH, PA
Registered with this firm since 5/6/2024

B
LPL FINANCIAL LLC (CRD#:6413)
Pittsburgh, PA
PITTSBURGH, PA
Registered with this firm since 5/6/2024

Previous Registration(s)
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IA
11/15/2019 - 05/07/2024 MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587) Pittsburgh, PA
B
11/15/2019 - 05/07/2024 MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587) Pittsburgh, PA
IA
07/29/2014 - 11/22/2019 OPPENHEIMER & CO. INC. (CRD#:249) SEWICKLEY, PA
B
07/29/2014 - 11/22/2019 OPPENHEIMER & CO. INC. (CRD#:249) SEWICKLEY, PA
IA
03/16/2012 - 07/31/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) SEWICKLEY, PA
B
03/13/2009 - 07/31/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) SEWICKLEY, PA
B
10/04/1999 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) SEWICKLEY, PA
B
09/16/1985 - 10/11/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
09/09/1982 - 12/05/1984 FEDERATED SECURITIES CORP. (CRD#:5009)
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B
Broker
IA
Investment Adviser
Disclosures
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