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Detailed Report
REED NORMAN LENGEL
CRD#: 1040063
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 Tampa, FL
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2010 (3 years)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2015 (4 years)2 FIRMS2019 - Present (5 years)BIFS SECURITIES (CRD# 40375)2015 - 2019 (3 years)BFIRST SOUTHEASTERN SECURITIES ... (CRD# 14538)2001 - 2006 (5 years)BFSC SECURITIES CORPORATION (CRD# 7461)1999 - 2001 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1990 - 1999 (9 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1987 - 1990 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 1987 (4 years)IASB ADVISORY, LLC (CRD# 154680)2016 - 2019 (3 years)
License(s)

State Registrations

B
California 1/2/2020
IA
Florida 10/15/2019
B
Florida 10/15/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
Tampa, FL
Registered with this firm since 10/15/2019
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
Tampa, FL
Registered with this firm since 10/9/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/06/2016 - 10/08/2019 SB ADVISORY, LLC (CRD#:154680) ATLANTA, GA
B
 12/01/2015 - 10/08/2019 IFS SECURITIES (CRD#:40375) ATLANTA, GA
IA
 02/25/2011 - 12/03/2015 J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC (CRD#:124446) ATLANTA, GA
B
 02/23/2011 - 12/03/2015 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) DENVER, CO
IA
 04/14/2010 - 02/28/2011 LPL FINANCIAL LLC (CRD#:6413) LAND O LAKES, FL
B
 04/09/2010 - 02/28/2011 LPL FINANCIAL LLC (CRD#:6413) LAND O LAKES, FL
IA
 12/08/2006 - 03/30/2010 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
B
 12/06/2006 - 03/30/2010 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
B
 01/05/2001 - 12/13/2006 FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (CRD#:14538) TAMPA, FL
B
 02/18/1999 - 01/25/2001 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 01/22/1990 - 02/23/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 01/12/1987 - 02/01/1990 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471) NEW YORK, NY
B
 06/16/1982 - 01/27/1987 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.