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Detailed Report
JOHN JOSEPH MURPHY
JOHN JOSEPH MURPHY MR.
CRD#: 1039914
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 305 MADISON AVENUE
MORRISTOWN, NJ 07960
LPL FINANCIAL LLCCRD#: 6413 305 MADISON AVE
MORRISTOWN, NJ 07960
Registration History
198519901995200020052010201520202025IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2011 - Present (13 years)BLPL FINANCIAL LLC (CRD# 6413)2003 - Present (21 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2003 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1998 (3 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1993 - 1995 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1993 (10 years)BJOHN HANCOCK DISTRIBUTORS, INC. (CRD# 468)1982 - 1983 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2011 - 2011 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2003 - 2011 (7 years)IAMORRISTOWN FINANCIAL GROUP, LLP (CRD# 125486)2004 - 2009 (4 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2002 - 2003 (1 year)
Disclosure(s)
View By:
12/12/2011
Customer Dispute
Denied
6/20/2006
Customer Dispute
Award / Judgment
12/24/1997
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/25/2019
B
Mississippi 5/20/2010
B
Arizona 6/2/2010
B
Missouri 12/6/2017
B
California 5/20/2010
B
New Hampshire 5/24/2010
B
Colorado 11/30/2016
B
New Jersey 9/23/2003
B
Connecticut 5/19/2010
IA
New Jersey 6/13/2011
B
Delaware 3/24/2010
B
New York 5/19/2010
B
Florida 3/15/2004
B
North Carolina 5/25/2010
B
Georgia 5/15/2017
B
Pennsylvania 5/20/2010
B
Illinois 5/19/2010
B
Rhode Island 5/20/2010
B
Kansas 2/24/2021
B
South Carolina 5/21/2010
B
Maine 5/24/2010
B
Vermont 8/25/2010
B
Maryland 4/25/2014
B
Virginia 6/2/2005
B
Massachusetts 5/20/2010
B
Washington 7/31/2015
B
Minnesota 5/17/2023

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
305 MADISON AVENUE, MORRISTOWN, NJ 07960
Registered with this firm since 6/13/2011
B
LPL FINANCIAL LLC (CRD#:6413)
305 MADISON AVE, MORRISTOWN, NJ 07960
Registered with this firm since 9/23/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/09/2011 - 12/21/2011 LPL FINANCIAL LLC (CRD#:6413) MORRISTOWN, NJ
IA
 09/24/2003 - 05/20/2011 LPL FINANCIAL LLC (CRD#:6413) MORRISTOWN, NJ
IA
 11/12/2004 - 06/30/2009 MORRISTOWN FINANCIAL GROUP, LLP (CRD#:125486) MORRISTOWN , NJ
IA
 02/14/2002 - 09/26/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) FLORHAM PARK, NJ
B
 06/19/1998 - 09/26/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 01/28/1995 - 06/03/1998 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 11/24/1993 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
 03/01/1983 - 12/01/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 06/21/1982 - 04/27/1983 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.