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DOUGLAS WAYNE MESSNER
DOUGLAS M MESSNER, DOUGLAS MANYE MESSNER, DOULAS WAYNE MESSNER
CRD#: 1039868
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3027 TOWNSGATE RD
STE 200
WESTLAKE VILLAGE, CA 91361-5863
Registration History
1985199019952000200520102015202020252 FIRMS2002 - 2009 (6 years)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BUBS PAINEWEBBER INC. (CRD# 8174)1987 - 2002 (14 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1982 - 1987 (5 years)IAUBS PAINEWEBBER INC. (CRD# 8174)1994 - 2002 (8 years)
Disclosure(s)
View By:
11/29/2000
Customer Dispute
Denied
2/14/2000
Customer Dispute
Denied
7/27/1984
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Alaska 10/22/2024

B
Connecticut 4/27/2016

B
Arizona 8/13/2024

B
Florida 10/20/2023

B
Arkansas 10/19/2018

B
Idaho 1/20/2023

B
California 4/22/2016

B
Kentucky 1/5/2024

IA
California 4/22/2016

B
Michigan 10/16/2017

B
Colorado 4/28/2023

B
Nevada 4/30/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Camarillo, CA
Registered with this firm since 4/22/2016

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Camarillo, CA
Registered with this firm since 4/22/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/30/2009 - 04/25/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) OXNARD, CA
B
01/30/2009 - 04/25/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) OXNARD, CA
IA
10/08/2002 - 02/19/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OXNARD, CA
B
10/08/2002 - 02/19/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OXNARD, CA
IA
05/06/1994 - 10/22/2002 UBS PAINEWEBBER INC. (CRD#:8174) OXNARD, CA
B
12/17/1987 - 10/22/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
04/29/1982 - 12/16/1987 DEAN WITTER REYNOLDS INC. (CRD#:7556)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.