Individual Firm
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JAY RANDALL PARKER
CRD#: 1038628
IA
B
MORGAN STANLEYCRD#: 149777 1332 Anacapa Street
2nd Floor
Santa Barbara, CA 93101
2nd Floor
Santa Barbara, CA 93101
0
Disclosures
42
Years of Experience
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State Registrations
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Alabama 10/4/2024
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Nebraska 10/4/2024
B
Alaska 10/4/2024
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Nevada 1/21/2021
B
Arizona 1/31/2015
B
New Hampshire 6/15/2022
B
Arkansas 10/4/2024
B
New Jersey 1/26/2022
B
California 6/1/2009
B
New Mexico 2/27/2024
IA
California 6/1/2009
B
New York 4/14/2016
B
Colorado 10/4/2024
B
North Carolina 2/28/2020
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Connecticut 10/4/2024
B
North Dakota 10/4/2024
B
Delaware 10/4/2024
B
Ohio 10/6/2024
B
District of Columbia 10/4/2024
B
Oklahoma 10/4/2024
B
Florida 12/21/2023
B
Oregon 11/20/2014
B
Georgia 10/4/2024
B
Pennsylvania 10/4/2024
B
Hawaii 10/4/2024
B
Puerto Rico 10/4/2024
B
Idaho 10/4/2024
B
Rhode Island 10/4/2024
B
Illinois 7/6/2022
B
South Carolina 10/4/2024
B
Indiana 10/4/2024
B
South Dakota 10/4/2024
B
Iowa 12/4/2020
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Tennessee 10/4/2024
B
Kansas 10/4/2024
B
Texas 6/1/2009
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Kentucky 10/4/2024
IA
Texas 3/11/2020
B
Louisiana 10/4/2024
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Utah 6/1/2009
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Maine 10/4/2024
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Vermont 10/4/2024
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Maryland 10/4/2024
B
Virgin Islands 10/4/2024
B
Massachusetts 10/4/2024
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Virginia 10/4/2024
B
Michigan 10/4/2024
B
Washington 9/21/2015
B
Minnesota 10/4/2024
B
West Virginia 10/4/2024
B
Mississippi 6/24/2021
B
Wisconsin 10/4/2024
B
Missouri 10/4/2024
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Wyoming 10/4/2024
B
Montana 10/4/2024
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | SANTA BARBARA, CA | |
B | 04/02/2007 - 06/01/2009 | SANTA BARBARA, CA | |
IA | 11/02/1998 - 04/02/2007 | SANTA BARBARA, CA | |
B | 06/07/1984 - 04/02/2007 | SANTA BARBARA, CA | |
B | 12/15/1983 - 03/20/1986 | ||
B | 03/30/1982 - 11/21/1983 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.