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Detailed Report
KENNETH RICHARD JOHNSTON
KJ JOHNSTON
CRD#: 1038589
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 15396 N 83RD AVE
BLDG G-101
PEORIA, AZ 85381
Registration History
1985199019952000200520102015202020252 FIRMS2010 - Present (14 years)BRBC CAPITAL MARKETS CORPORATION (CRD# 31194)2001 - 2010 (8 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1990 - 2001 (10 years)BBOETTCHER & COMPANY, INC. (CRD# 101)1990 - 1990 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1990 (2 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1982 - 1988 (6 years)IARBC CAPITAL MARKETS CORPORATION (CRD# 31194)2002 - 2010 (7 years)
License(s)

State Registrations

B
Arizona 4/9/2010
IA
New Mexico 1/28/2022
B
Arkansas 2/4/2021
B
North Carolina 6/21/2023
B
California 4/9/2010
B
Oklahoma 8/9/2023
B
Colorado 4/9/2010
B
Oregon 3/8/2016
B
Florida 4/9/2010
B
Pennsylvania 9/13/2016
B
Georgia 5/13/2021
B
South Carolina 6/5/2013
B
Idaho 4/9/2010
B
Texas 4/9/2010
B
Illinois 9/29/2020
IA
Texas 4/15/2010
B
Maine 1/21/2021
B
Utah 4/26/2024
B
Massachusetts 4/9/2010
B
Virginia 1/21/2021
B
Michigan 9/15/2021
B
Washington 3/3/2015
B
Nevada 4/9/2010
B
Wisconsin 4/18/2013
B
New Jersey 1/6/2024
B
Wyoming 10/1/2018
B
New Mexico 4/9/2010

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
15396 N 83RD AVE BLDG G-101, PEORIA, AZ 85381
4801 LANG AVE NE STE 110, ALBUQUERQUE, NM 87109
Registered with this firm since 4/15/2010
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
15396 N 83RD AVE BLDG G-101, PEORIA, AZ 85381
4801 LANG AVE NE STE 110, ALBUQUERQUE, NM 87109
Registered with this firm since 4/9/2010
Previous Registration(s)
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IA
 10/23/2002 - 04/19/2010 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) ALBUQUERQUE, NM
B
 06/15/2001 - 04/19/2010 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) ALBUQUERQUE, NM
B
 09/04/1990 - 06/20/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 07/31/1990 - 09/04/1990 BOETTCHER & COMPANY, INC. (CRD#:101)
B
 05/14/1988 - 08/21/1990 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 03/30/1982 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.