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Detailed Report
ALINE LENORE FISHER
CRD#: 1037390
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 BOCA RATON, FL
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2015 (7 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (8 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1996 - 2007 (11 years)BMANEQUITY, INC. (CRD# 5249)1994 - 1996 (2 years)BG. R. PHELPS & CO., INC. (CRD# 173)1982 - 1996 (13 years)IAMML INVESTORS SERVICES, INC. (CRD# 10409)1997 - 2007 (10 years)
License(s)

State Registrations

B
Arizona 3/25/2017
IA
Florida 3/25/2017
B
California 3/25/2017
B
Oregon 3/25/2017
B
Florida 3/25/2017
B
Pennsylvania 7/18/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
BOCA RATON, FL
Registered with this firm since 3/25/2017
B
MML INVESTORS SERVICES, LLC (CRD#:10409)
BOCA RATON, FL
Registered with this firm since 3/25/2017
Previous Registration(s)
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IA
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BOCA RATON, FL
B
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BOCA RATON, FL
IA
 08/10/2007 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) BOCA RATON, FL
B
 07/26/2007 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) BOCA RATON, FL
IA
 04/29/1997 - 07/02/2007 MML INVESTORS SERVICES, INC. (CRD#:10409) BOCA RATON, FL
B
 03/01/1996 - 07/02/2007 MML INVESTORS SERVICES, INC. (CRD#:10409) BOCA RATON, FL
B
 08/05/1994 - 08/02/1996 MANEQUITY, INC. (CRD#:5249) BOSTON, MA
B
 04/06/1982 - 03/01/1996 G. R. PHELPS & CO., INC. (CRD#:173)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.