Individual Firm
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ANDREW JOSEPH JURUN
CRD#: 1037136
IA
B
MORGAN STANLEYCRD#: 149777 La Quinta, CA
View By:
4/29/2008
Customer Dispute
Denied
State Registrations
B
Arizona 6/10/2022
B
Kansas 12/13/2023
B
Arkansas 6/25/2024
B
Mississippi 7/18/2024
B
California 6/10/2022
B
Montana 1/30/2025
IA
California 6/10/2022
B
New Hampshire 1/30/2024
B
Colorado 10/21/2022
B
New York 2/13/2024
B
Florida 6/10/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/28/2012 - 06/27/2022 | PALM DESERT, CA | |
B | 09/28/2012 - 06/27/2022 | PALM DESERT, CA | |
IA | 06/01/2009 - 10/05/2012 | LOS ANGELES, CA | |
B | 06/01/2009 - 10/05/2012 | LOS ANGELES, CA | |
IA | 07/08/1997 - 06/01/2009 | SHERMAN OAKS, CA | |
B | 07/31/1993 - 06/01/2009 | SHERMAN OAKS, CA | |
B | 03/26/1993 - 07/31/1993 | NEW YORK, NY | |
B | 01/03/1989 - 04/07/1993 | WEEHAWKEN, NJ | |
B | 07/30/1984 - 01/24/1989 | ||
B | 06/30/1983 - 08/13/1984 | ||
B | 05/07/1982 - 06/29/1983 |
05/07/1982 - 06/29/1983
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.