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RICHARD GEORGE THOMPSON
CRD#: 1035991
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 501 QUINTARD AVENUE
SUITE 17
ANNISTON, AL 36201
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 501 QUINTARD AVENUE
SUITE 17
ANNISTON, AL 36201
Registration History
198519901995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2004 - Present (20 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1982 - 2004 (22 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2005 - 2009 (3 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1991 - 2004 (12 years)
License(s)

State Registrations

B
Alabama 8/2/2004

B
Maryland 1/29/2008

IA
Alabama 1/2/2009

B
Mississippi 2/20/2014

B
California 6/9/2017

B
South Carolina 8/2/2004

B
Florida 9/7/2004

B
Virginia 9/7/2004

B
Georgia 8/2/2004

B
Washington 8/21/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
501 QUINTARD AVENUE SUITE 17, ANNISTON, AL 36201
Registered with this firm since 1/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
501 QUINTARD AVENUE SUITE 17, ANNISTON, AL 36201
Registered with this firm since 8/2/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/13/2005 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ANNISTON, AL
IA
10/07/1991 - 07/23/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) ANNISTON, AL
B
03/30/1982 - 07/23/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.