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LYNN MARIE PHILLIPS-GAINES
LYNN MARIE PHILLIPS
CRD#: 1035514
IA
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PHILLIPS WEALTH PLANNERS LLCCRD#: 319226 104 WEST LAMPKIN STREET
STARKVILLE, MS 39759
STARKVILLE, MS 39759
0
Disclosures
43
Years of Experience
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State Registrations
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Mississippi 8/15/2022
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Registered with this firm since 8/15/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2009 - 10/10/2022 | SAINT PETERSBURG, FL | |
B | 10/26/1998 - 10/10/2022 | STARKVILE, MS | |
IA | 09/10/2007 - 01/02/2009 | STARKVILE, MS | |
IA | 10/15/2001 - 09/10/2007 | STARKVILLE, MS | |
B | 01/31/1997 - 10/28/1998 | SCOTTSDALE, AZ | |
B | 04/25/1988 - 01/31/1997 | ATLANTA, GA | |
B | 05/31/1984 - 05/05/1988 | ||
B | 04/05/1982 - 05/17/1984 | ||
B | 04/05/1982 - 05/17/1984 | ||
B | 04/05/1982 - 06/08/1983 |
SAINT PETERSBURG, FL
01/02/2009 - 10/10/2022
STARKVILLE, MS
10/15/2001 - 09/10/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.