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Detailed Report
RAYMOND JOHN BOLAND JR
CRD#: 1035229
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 11790 SUNRISE VALLEY DR
STE 200
RESTON, VA 20191
Registration History
198519901995200020052010201520202025IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - Present (19 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2000 - Present (25 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2000 - 2002 (1 year)BCIGNA SECURITIES, INC. (CRD# 145)1982 - 1990 (8 years)
License(s)

State Registrations

B
District of Columbia 1/1/2002
IA
Maryland 9/15/2005
B
Florida 2/28/2005
B
Ohio 3/24/2022
B
Maryland 1/1/2002
B
Virginia 1/1/2002

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
11790 SUNRISE VALLEY DR STE 200, RESTON, VA 20191
Registered with this firm since 9/15/2005
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
11790 SUNRISE VALLEY DR STE 200, RESTON, VA 20191
Registered with this firm since 2/4/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/04/2000 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
 05/11/1982 - 08/21/1990 CIGNA SECURITIES, INC. (CRD#:145)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.