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RALPH EDWARD SMITH
CRD#: 1034694
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Investment Adviser
NAUTICAL STAR FINANCIAL GROUP LLCCRD#: 316426 Weatherford, TX
Registration History
20062008201020122014201620182020202220242026IANAUTICAL STAR FINANCIAL GROUP LLC (CRD# 316426)2024 - Present (1 year)IASMITH CAPITAL MANAGEMENT (CRD# 169788)2014 - 2023 (9 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2012 - 2013 (1 year)IAINVESTORS SECURITY COMPANY, INC. (CRD# 2331)2009 - 2012 (3 years)IASPECTRUM FINANCIAL INC (CRD# 105618)2007 - 2009 (2 years)IAQA3 FINANCIAL LLC (CRD# 104957)2008 - 2009 (1 year)IALIBERTY CAPITAL MANAGEMENT (CRD# 107624)2006 - 2006 (<1 year)
License(s)

State Registrations

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Texas 1/2/2024

Current Registration(s)
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NAUTICAL STAR FINANCIAL GROUP LLC (CRD#:316426)
Weatherford, TX
Registered with this firm since 1/2/2024

Previous Registration(s)
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01/02/2014 - 12/31/2023 SMITH CAPITAL MANAGEMENT (CRD#:169788) WEATHERFORD, TX
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12/07/2012 - 12/31/2013 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) FORT WORTH, TX
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11/02/2009 - 12/07/2012 INVESTORS SECURITY COMPANY, INC. (CRD#:2331) FORT WORTH, TX
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10/10/2007 - 11/11/2009 SPECTRUM FINANCIAL INC (CRD#:105618) VIRGINIA BEACH, VA
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07/07/2008 - 10/26/2009 QA3 FINANCIAL LLC (CRD#:104957) FORT WORTH, TX
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05/08/2006 - 12/31/2006 LIBERTY CAPITAL MANAGEMENT (CRD#:107624) FORT WORTH, TX
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.