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CHARLES EDWIN WHEELER
CHARLES E WHEELER
CRD#: 1034461
IA
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 Regency W 5 4500 Westown Pkway
ste 201
West Des Moines, IA 50266
ste 201
West Des Moines, IA 50266
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2/26/1996
Employment Separation After Allegations
State Registrations
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Alaska 3/27/2018
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Minnesota 11/30/2004
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Arizona 5/29/1996
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Missouri 1/4/2005
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Arkansas 11/20/2002
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Montana 5/25/2004
B
California 4/19/1996
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Nebraska 4/25/1996
B
Colorado 4/23/1996
B
Nevada 5/15/2009
B
Connecticut 12/22/2021
B
New Mexico 11/30/2016
B
District of Columbia 1/11/2017
B
New York 1/26/2000
B
Florida 5/14/1996
B
North Carolina 12/1/2016
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Florida 6/6/2019
B
Ohio 9/20/2016
B
Georgia 3/24/2022
B
Oklahoma 12/20/2022
B
Hawaii 12/22/2021
B
Oregon 5/23/2018
B
Idaho 9/18/2018
B
Pennsylvania 11/18/2014
B
Illinois 5/1/1996
B
South Carolina 9/12/2017
B
Indiana 7/3/2001
B
South Dakota 4/17/2018
B
Iowa 5/10/1996
B
Tennessee 3/29/2018
IA
Iowa 1/1/1999
B
Texas 3/20/1998
B
Kansas 12/8/2008
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Texas 6/5/2019
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Kentucky 9/30/2011
B
Utah 6/21/2021
B
Louisiana 8/8/2016
B
Virginia 3/12/1998
B
Maine 11/30/2005
B
Washington 9/13/2018
B
Maryland 2/23/2017
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Wisconsin 10/17/2000
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Massachusetts 3/1/2021
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Wyoming 11/29/2017
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Michigan 4/30/1996
SRO Registrations
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IA
Registered with this firm since 1/1/1999
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Registered with this firm since 4/19/1996
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/11/2002 - 11/15/2002 | MILWAUKEE, WI | |
B | 03/02/1982 - 03/06/1996 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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