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Detailed Report
BRADLEY LEE GUMMOW
CRD#: 1034371
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6801 SPRING CREEK ROAD STE 1A
ROCKFORD, IL 61114
Registration History
1985199019952000200520102015202020252 FIRMS1998 - 2012 (14 years)2 FIRMS2012 - Present (12 years)BPRINCIPAL FINANCIAL SECURITIES... (CRD# 260)1994 - 1998 (3 years)BHAMILTON INVESTMENTS, INC. (CRD# 821)1991 - 1994 (3 years)BKEMPER SECURITIES GROUP, INC. (CRD# 19616)1990 - 1991 (<1 year)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1988 - 1990 (1 year)BDAIN BOSWORTH INCORPORATED (CRD# 7600)1988 - 1988 (<1 year)BTHE MILWAUKEE COMPANY (CRD# 823)1983 - 1988 (5 years)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1982 - 1983 (1 year)BBORAIKO, INC. (CRD# 8303)1982 - 1982 (<1 year)
License(s)

State Registrations

B
Alabama 10/25/2012
B
Minnesota 7/16/2020
B
Alaska 10/25/2012
B
Missouri 10/25/2012
B
Arizona 10/25/2012
B
Ohio 5/1/2024
B
California 2/22/2019
B
Oregon 1/4/2022
B
Colorado 3/31/2017
B
South Dakota 1/5/2022
B
Florida 10/25/2012
B
Texas 10/25/2012
B
Illinois 10/25/2012
IA
Texas 10/25/2012
IA
Illinois 10/25/2012
B
Washington 2/2/2016
B
Indiana 7/24/2019
B
Wisconsin 10/25/2012
B
Michigan 6/8/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Rockford, IL
Registered with this firm since 10/25/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Rockford, IL
Registered with this firm since 10/25/2012
Previous Registration(s)
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IA
 09/23/1998 - 11/01/2012 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) BELOIT, WI
B
 04/09/1998 - 11/01/2012 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) BELOIT, WI
B
 09/01/1994 - 04/28/1998 PRINCIPAL FINANCIAL SECURITIES,INC. (CRD#:260) DALLAS, TX
B
 02/01/1991 - 09/01/1994 HAMILTON INVESTMENTS, INC. (CRD#:821)
B
 09/04/1990 - 02/22/1991 KEMPER SECURITIES GROUP, INC. (CRD#:19616) ST. LOUIS, MO
B
 10/11/1988 - 09/04/1990 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
B
 10/17/1988 - 10/18/1988 DAIN BOSWORTH INCORPORATED (CRD#:7600)
B
 09/30/1983 - 10/17/1988 THE MILWAUKEE COMPANY (CRD#:823)
B
 04/21/1982 - 09/28/1983 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
B
 03/15/1982 - 04/19/1982 BORAIKO, INC. (CRD#:8303)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.