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BRUCE JAY BAKER
CRD#: 1033893
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 RICHMOND HILL, GA
CETERA ADVISORS LLCCRD#: 10299 RICHMOND HILL, GA
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2004 - Present (21 years)BVESTAX SECURITIES CORPORATION (CRD# 10332)1983 - 2004 (20 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1988 - 2002 (14 years)BMASSACHUSETTS MUTUAL LIFE INSU... (CRD# 2682)1982 - 1988 (5 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1982 - 1983 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2004 - 2024 (19 years)
License(s)

State Registrations

B
Arizona 1/1/2004

B
Michigan 1/5/2010

B
California 7/17/2007

B
Missouri 1/2/2025

B
Colorado 1/6/2023

B
New Jersey 7/26/2004

B
Connecticut 1/3/2011

B
New York 6/27/2016

B
Florida 1/1/2004

B
North Carolina 9/16/2021

B
Georgia 1/2/2015

B
Ohio 1/1/2004

IA
Georgia 3/21/2024

IA
Ohio 3/21/2024

B
Illinois 1/1/2004

B
Oregon 3/9/2022

B
Indiana 1/1/2004

B
South Carolina 1/1/2004

B
Iowa 9/3/2008

B
Texas 8/21/2013

B
Kentucky 1/1/2004

IA
Texas 3/21/2024

B
Maryland 5/9/2018

B
Wisconsin 4/12/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
RICHMOND HILL, GA
10250 ALLIANCE RD STE 125, CINCINNATI, OH 45242
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
RICHMOND HILL, GA
10250 ALLIANCE RD STE 125, CINCINNATI, OH 45242
Registered with this firm since 1/1/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/24/2004 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) CRESTVIEW HILLS, KY
B
04/18/1983 - 01/01/2004 VESTAX SECURITIES CORPORATION (CRD#:10332) HUDSON, OH
B
01/02/1988 - 03/07/2002 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
11/02/1982 - 01/02/1988 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (CRD#:2682)
B
12/10/1982 - 06/01/1983 MML INVESTORS SERVICES, INC. (CRD#:10409)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.