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JAMES DOHERTY VERMILLION
JAMES DOHERTY VONMILLION
CRD#: 1033828
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 Sayner, WI
Registration History
1985199019952000200520102015202020252 FIRMS1989 - Present (35 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1982 - 1989 (7 years)
License(s)

State Registrations

B
Alabama 7/14/2011

B
Nebraska 7/14/2011

B
Arizona 11/9/1994

B
Nevada 2/10/2006

B
Arkansas 6/17/2015

B
New Hampshire 2/27/2001

B
California 12/13/1989

B
New Jersey 3/26/1997

B
Colorado 9/7/1995

B
New Mexico 7/14/2015

B
Connecticut 8/8/2002

B
New York 10/30/2000

B
District of Columbia 3/10/2017

B
North Carolina 1/24/2000

B
Florida 12/1/1989

B
North Dakota 12/6/2007

IA
Florida 12/1/1989

B
Ohio 12/1/1989

B
Georgia 7/18/2001

B
Oklahoma 7/14/2015

B
Illinois 12/1/1989

B
Oregon 11/16/1999

IA
Illinois 10/28/1997

B
Pennsylvania 9/13/2010

B
Indiana 12/1/1989

B
Rhode Island 7/14/2015

B
Iowa 10/30/2000

B
South Carolina 11/1/2000

B
Kansas 4/7/2000

B
South Dakota 7/14/2015

B
Kentucky 7/14/2011

B
Tennessee 6/2/2015

B
Louisiana 7/14/2015

B
Texas 8/21/2000

B
Maine 7/14/2011

IA
Texas 2/14/2017

B
Maryland 9/2/1997

B
Utah 7/14/2015

B
Massachusetts 10/22/1996

B
Virginia 2/12/2001

B
Michigan 10/27/1994

B
Washington 1/12/2000

B
Minnesota 7/31/2003

B
Wisconsin 12/1/1989

B
Mississippi 6/15/2015

IA
Wisconsin 5/21/2019

B
Missouri 5/28/2015

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
Sayner, WI
495 CHESTNUT STREET, WINNETKA, IL 60093
Registered with this firm since 12/1/1989

B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
Sayner, WI
495 CHESTNUT STREET, WINNETKA, IL 60093
Registered with this firm since 12/1/1989

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/02/1982 - 12/19/1989 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.