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MARCIA LINDSEY LOCHER
MARCIA D LINDSEY, MARCIA DENISE LINDSEY
CRD#: 1033317
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 711 LOUISIANA STREET
15TH FLOOR
HOUSTON, TX 77002
Registration History
1985199019952000200520102015202020252 FIRMS1982 - 1982 (<1 year)2 FIRMS2000 - 2004 (4 years)2 FIRMS2004 - Present (21 years)BCIBC WORLD MARKETS CORP. (CRD# 630)1983 - 2000 (16 years)BOPPENHEIMER & CO., INC. (CRD# 630)1988 - 1995 (7 years)
License(s)

State Registrations

B
Alabama 3/18/2010

B
Missouri 7/22/2020

B
Alaska 3/18/2010

B
Montana 1/7/2014

B
Arizona 3/18/2010

B
New Mexico 3/18/2010

B
Arkansas 3/18/2010

B
New York 3/18/2010

B
California 3/18/2010

B
North Carolina 3/18/2010

B
Colorado 3/18/2010

B
Oklahoma 3/18/2010

B
Connecticut 3/18/2010

B
Oregon 3/18/2010

B
District of Columbia 1/19/2017

B
Pennsylvania 3/22/2019

B
Florida 3/18/2010

B
South Carolina 3/18/2010

B
Georgia 3/18/2010

B
Tennessee 3/18/2010

B
Idaho 1/7/2015

B
Texas 2/23/2004

B
Illinois 1/7/2014

IA
Texas 2/23/2004

B
Indiana 3/18/2010

B
Utah 1/7/2014

B
Louisiana 3/18/2010

B
Virginia 3/18/2010

B
Maryland 3/18/2010

B
Washington 3/18/2010

B
Massachusetts 3/18/2010

B
West Virginia 4/8/2020

B
Michigan 3/18/2010

B
Wisconsin 6/29/2023

B
Mississippi 1/11/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
Registered with this firm since 2/23/2004

B
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
Registered with this firm since 2/23/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/15/2000 - 02/24/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
02/15/2000 - 02/24/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
04/29/1983 - 02/24/2000 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
04/03/1988 - 04/18/1995 OPPENHEIMER & CO., INC. (CRD#:630)
B
08/04/1982 - 10/20/1982 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
B
03/02/1982 - 07/20/1982 OPPENHEIMER & CO., INC. (CRD#:630)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.