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Detailed Report
ERIC BRUCE FELT
CRD#: 1032148
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 501 Office Center Dr
Suite 122
Fort Washington, PA 19034
Registration History
198519901995200020052010201520202025IAMML INVESTORS SERVICES, LLC (CRD# 10409)2016 - Present (8 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)1984 - Present (41 years)BMASSACHUSETTS MUTUAL LIFE INSU... (CRD# 2682)1984 - 1988 (4 years)BJOHN HANCOCK DISTRIBUTORS, INC. (CRD# 468)1982 - 1982 (<1 year)
License(s)

State Registrations

B
Arizona 9/10/2024
B
North Carolina 1/20/2021
B
California 9/10/2024
B
Pennsylvania 5/3/1984
B
Florida 1/11/2016
IA
Pennsylvania 4/28/2016
B
New Jersey 3/31/1987
B
South Carolina 6/27/2012
B
New York 7/22/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
501 Office Center Dr Suite 122, Fort Washington, PA 19034
DRESHER, PA
Registered with this firm since 4/28/2016
B
MML INVESTORS SERVICES, LLC (CRD#:10409)
501 Office Center Dr Suite 122, Fort Washington, PA 19034
DRESHER, PA
Registered with this firm since 2/17/1984
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/20/1984 - 01/02/1988 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (CRD#:2682)
B
 08/09/1982 - 12/15/1982 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.