Individual Firm
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WILLIAM ERNEST FRISCO
CRD#: 1031813
IA
B
MORGAN STANLEYCRD#: 149777 1330 Post Oak Boulevard
Suite 900
Houston, TX 77056
Suite 900
Houston, TX 77056
0
Disclosures
43
Years of Experience
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State Registrations
B
Arizona 6/1/2009
B
Missouri 6/9/2021
B
Arkansas 4/27/2023
B
Nevada 6/5/2015
B
California 6/1/2009
B
New Jersey 12/23/2024
B
Colorado 6/1/2009
B
New Mexico 10/28/2014
B
Connecticut 10/19/2021
B
New York 6/1/2009
B
Delaware 4/8/2014
B
North Carolina 7/15/2013
B
District of Columbia 6/1/2009
B
Ohio 8/17/2016
B
Florida 8/13/2012
B
Oklahoma 2/1/2023
B
Georgia 9/21/2022
B
Oregon 4/26/2011
B
Idaho 6/1/2009
B
Puerto Rico 3/26/2024
B
Illinois 6/1/2009
B
South Carolina 4/16/2024
B
Kansas 3/26/2024
B
Tennessee 4/27/2023
B
Louisiana 6/1/2009
B
Texas 6/1/2009
B
Maryland 2/6/2020
IA
Texas 6/1/2009
B
Massachusetts 8/11/2020
B
Vermont 1/22/2019
B
Michigan 1/3/2013
B
Virginia 10/15/2024
B
Mississippi 6/1/2009
B
Washington 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/27/2009 - 06/01/2009 | HOUSTON, TX | |
B | 03/27/2009 - 06/01/2009 | HOUSTON, TX | |
IA | 06/23/1993 - 04/15/2009 | HOUSTON, TX | |
B | 06/25/1993 - 04/15/2009 | HOUSTON, TX | |
B | 09/04/1990 - 06/30/1993 | ST. LOUIS, MO | |
B | 04/17/1990 - 09/04/1990 | ||
B | 02/15/1988 - 04/30/1990 | NEW YORK, NY | |
B | 08/25/1987 - 02/15/1988 | ||
B | 03/02/1982 - 08/31/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.