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Detailed Report
DAVID JEFFERY ABBS
DAVID JEFFREY ABBS, Dave Abbs
CRD#: 1031068
IA
Investment Adviser
B
Broker
CWM, LLCCRD#: 155344 3772 Fashion Square Boulevard
Saginaw, MI 48603
CETERA ADVISOR NETWORKS LLCCRD#: 13572 3772 FASHION SQUARE BLVD
SAGINAW, MI 48603
Registration History
1985199019952000200520102015202020252 FIRMS2018 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)1985 - 2018 (33 years)BU.S. MUTUAL SECURITIES CORP. (CRD# 7046)1983 - 1985 (2 years)BMANEQUITY, INC. (CRD# 5249)1982 - 1983 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - 2019 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2004 - 2018 (14 years)
License(s)

State Registrations

B
Arizona 6/18/2018
IA
Michigan 6/18/2018
B
Florida 6/18/2018
B
Mississippi 6/18/2018
B
Illinois 6/18/2018
B
Pennsylvania 3/1/2023
IA
Illinois 2/27/2024
B
South Carolina 1/5/2021
B
Indiana 6/18/2018
B
Texas 6/18/2018
B
Maine 1/5/2021
IA
Texas 6/18/2018
B
Massachusetts 6/18/2018
B
West Virginia 4/18/2023
B
Michigan 6/18/2018
B
Wyoming 5/16/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
3772 Fashion Square Boulevard, Saginaw, MI 48603
220 N Smith St, Ste 220, Palatine, IL 60067
Registered with this firm since 6/18/2018
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
3772 FASHION SQUARE BLVD, SAGINAW, MI 48603
Registered with this firm since 6/18/2018
Previous Registration(s)
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IA
 08/17/2018 - 07/19/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 03/09/2004 - 07/02/2018 LPL FINANCIAL LLC (CRD#:6413) SAGINAW, MI
B
 04/11/1985 - 07/02/2018 LPL FINANCIAL LLC (CRD#:6413) SAGINAW, MI
B
 03/30/1983 - 04/03/1985 U.S. MUTUAL SECURITIES CORP. (CRD#:7046)
B
 05/06/1982 - 04/05/1983 MANEQUITY, INC. (CRD#:5249)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.