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LAWRENCE STAPLES BROWN
LARRY BROWN, LAWRENCE STAPLE BROWN
CRD#: 1030908
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 TARZANA, CA
Registration History
198519901995200020052010201520202025IAWEDBUSH SECURITIES INC. (CRD# 877)2006 - Present (18 years)BWEDBUSH SECURITIES INC. (CRD# 877)2002 - Present (22 years)BMORGAN STANLEY DW INC. (CRD# 7556)1984 - 2002 (18 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1982 - 1984 (2 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2002 (4 years)
Disclosure(s)
View By:
5/1/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 2/11/2021

B
North Carolina 4/27/2020

B
California 12/3/2002

B
Tennessee 4/6/2023

IA
California 11/29/2006

B
Texas 4/7/2018

B
Connecticut 9/7/2016

B
Utah 10/10/2022

B
Florida 8/30/2018

B
Virginia 8/10/2007

B
Indiana 4/19/2016

B
Washington 7/14/2023

B
Nevada 12/16/2002

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
TARZANA, CA
Registered with this firm since 11/29/2006

B
WEDBUSH SECURITIES INC. (CRD#:877)
TARZANA, CA
Registered with this firm since 12/3/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/02/1998 - 11/21/2002 MORGAN STANLEY (CRD#:7556) WOODLAND HILLS, CA
B
06/07/1984 - 11/21/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
03/02/1982 - 05/25/1984 PAINEWEBBER INCORPORATED (CRD#:8174)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.