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Registration History
1985199019952000200520102015202020252 FIRMS2014 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)1997 - 2014 (17 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1984 - 1997 (13 years)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 8174)1982 - 1983 (1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2000 - 2014 (14 years)
Disclosure(s)
View By:
10/18/2000
Customer Dispute
Award / Judgment
7/19/1999
Customer Dispute
Settled
7/13/1991
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 4/3/2024

B
Nebraska 4/2/2024

B
Alaska 4/3/2024

B
Nevada 3/28/2024

B
Arizona 3/28/2024

B
New Hampshire 4/5/2024

B
Arkansas 3/28/2024

B
New Jersey 4/4/2024

B
California 3/29/2024

B
New Mexico 4/4/2024

B
Colorado 3/28/2024

B
New York 3/28/2024

B
Connecticut 4/2/2024

B
North Carolina 4/5/2024

B
Delaware 4/9/2024

B
North Dakota 4/8/2024

B
District of Columbia 4/8/2024

B
Ohio 3/28/2024

B
Florida 3/28/2024

B
Oklahoma 4/3/2024

B
Georgia 4/4/2024

B
Oregon 3/28/2024

B
Hawaii 4/3/2024

IA
Oregon 4/4/2024

B
Idaho 4/3/2024

B
Pennsylvania 4/3/2024

B
Illinois 4/3/2024

B
Rhode Island 4/3/2024

B
Indiana 4/16/2024

B
South Carolina 4/8/2024

B
Iowa 4/5/2024

B
South Dakota 3/28/2024

B
Kansas 4/3/2024

B
Tennessee 3/28/2024

B
Kentucky 4/3/2024

B
Texas 3/28/2024

B
Louisiana 4/9/2024

IA
Texas 3/28/2024

B
Maine 4/2/2024

B
Utah 3/29/2024

B
Maryland 4/8/2024

B
Vermont 4/3/2024

B
Massachusetts 3/29/2024

B
Virginia 4/4/2024

B
Michigan 4/4/2024

B
Washington 4/3/2024

B
Minnesota 4/3/2024

IA
Washington 4/3/2024

B
Mississippi 4/3/2024

B
West Virginia 4/8/2024

B
Missouri 4/4/2024

B
Wisconsin 3/28/2024

B
Montana 4/12/2024

B
Wyoming 4/15/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
975 OAK ST STE 1080, EUGENE, OR 97401
805 BROADWAY ST STE 747, VANCOUVER, WA 98660
Registered with this firm since 3/28/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
975 OAK ST STE 1080, EUGENE, OR 97401
805 BROADWAY ST STE 747, VANCOUVER, WA 98660
Registered with this firm since 3/28/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/03/2014 - 04/02/2024 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Portland, OR
B
11/28/2014 - 04/02/2024 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Portland, OR
IA
03/08/2000 - 12/01/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) LAKE OSWEGO, OR
B
12/15/1997 - 12/01/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) LAKE OSWEGO, OR
B
01/13/1984 - 12/05/1997 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
03/09/1982 - 10/12/1983 PAINE, WEBBER, JACKSON & CURTIS INC. (CRD#:8174)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.