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BRIAN CHRISTOPHER OROURKE
CRD#: 1030442
IA
Investment Adviser
B
Broker
O'ROURKE & COMPANY, INCORPORATEDCRD#: 132481 ONE LIBERTY SQUARE
9TH FLOOR
BOSTON, MA 01867
CETERA ADVISORS LLCCRD#: 10299 84 STATE STREET SUITE 840
BOSTON, MA 02109
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2016 (10 years)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)IAO'ROURKE & COMPANY, INCORPORATED (CRD# 132481)2005 - Present (19 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1995 - 2006 (10 years)BG.R. STUART & COMPANY, INC. (CRD# 29101)1993 - 1995 (1 year)BFINANCIAL SECURITIES NETWORK,INC. (CRD# 16153)1992 - 1993 (<1 year)BCOMPASS SECURITIES CORPORATION (CRD# 16168)1987 - 1992 (4 years)BHARBOR SECURITIES CORPORATION (CRD# 15421)1984 - 1987 (3 years)BLINSCO CORPORATION (CRD# 524)1983 - 1984 (<1 year)BCIGNA SECURITIES, INC. (CRD# 145)1982 - 1983 (1 year)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2016 (<1 year)
Disclosure(s)
View By:
3/30/2006
Regulatory
Final
3/7/2005
Customer Dispute
Settled
8/2/2002
Customer Dispute
Settled
License(s)

State Registrations

B
California 1/6/2017

B
Massachusetts 10/3/2016

B
Colorado 10/3/2016

B
New Hampshire 10/3/2016

B
Connecticut 10/3/2016

B
New Jersey 10/3/2016

B
District of Columbia 10/3/2016

B
New York 10/3/2016

B
Florida 10/4/2016

B
Pennsylvania 10/3/2016

B
Kentucky 3/7/2023

B
Rhode Island 10/3/2016

B
Maine 10/3/2016

B
South Carolina 10/3/2016

B
Maryland 10/3/2016

B
Texas 12/4/2019

IA
Massachusetts 4/12/2005

IA
Texas 12/11/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISORS LLC (CRD#:10299)
84 STATE STREET SUITE 840, BOSTON, MA 02109
BOSTON, MA
Registered with this firm since 10/3/2016

IA
O'ROURKE & COMPANY, INCORPORATED (CRD#:132481)
ONE LIBERTY SQUARE 9TH FLOOR, BOSTON, MA 01867
Registered with this firm since 4/12/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2016 - 11/10/2016 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
03/30/2006 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) BOSTON, MA
B
01/20/2006 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) BOSTON, MA
B
02/23/1995 - 01/25/2006 WALNUT STREET SECURITIES, INC. (CRD#:15840) BOSTON, MA
B
03/16/1993 - 02/28/1995 G.R. STUART & COMPANY, INC. (CRD#:29101) MAYNARD, MA
B
06/03/1992 - 03/16/1993 FINANCIAL SECURITIES NETWORK,INC. (CRD#:16153)
B
08/13/1987 - 04/10/1992 COMPASS SECURITIES CORPORATION (CRD#:16168) BRAINTREE, MA
B
07/27/1984 - 07/16/1987 HARBOR SECURITIES CORPORATION (CRD#:15421)
B
10/14/1983 - 08/10/1984 LINSCO CORPORATION (CRD#:524)
B
03/11/1982 - 10/14/1983 CIGNA SECURITIES, INC. (CRD#:145)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.