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JOHN FRANK MAZZOLA
CRD#: 1029067
IA
Investment Adviser
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Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 16 CAMPUS BLVD
SUITE 200
NEWTOWN SQUARE, PA 19073
Registration History
199019952000200520102015202020252 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BNEW ENGLAND SECURITIES (CRD# 615)1989 - 2015 (25 years)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1986 - 1989 (2 years)IANEWSQUARE CAPITAL, LLC (CRD# 152430)2016 - 2017 (1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2002 - 2015 (12 years)
Disclosure(s)
View By:
11/24/2003
Customer Dispute
Denied
6/30/2003
Customer Dispute
Settled
License(s)

State Registrations

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Delaware 3/25/2017

B
New York 3/25/2017

B
Florida 3/25/2017

B
Pennsylvania 3/25/2017

B
Maryland 3/25/2017

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Pennsylvania 3/25/2017

B
New Jersey 3/25/2017

B
South Carolina 1/27/2022

IA
New Jersey 3/25/2017

B
Virginia 3/25/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
16 CAMPUS BLVD SUITE 200, NEWTOWN SQUARE, PA 19073
GLEN MILLS, PA
Registered with this firm since 3/25/2017

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MML INVESTORS SERVICES, LLC (CRD#:10409)
16 CAMPUS BLVD SUITE 200, NEWTOWN SQUARE, PA 19073
GLEN MILLS, PA
Registered with this firm since 3/25/2017

Previous Registration(s)
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03/24/2016 - 12/31/2017 NEWSQUARE CAPITAL, LLC (CRD#:152430) NEWTOWN SQUARE, PA
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01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) NEWTOWN SQUARE, PA
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01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) NEWTOWN SQUARE, PA
IA
06/21/2002 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) NEWTOWN SQUARE, PA
B
04/27/1989 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) NEWTOWN SQUARE, PA
B
08/25/1986 - 04/27/1989 TRAVELERS EQUITIES SALES, INC. (CRD#:833) EL SEGUNDO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.