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APRIL DAWN BARKER
APRIL DAWN MCKEEN
CRD#: 1028984
IA
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MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 Pelzer, SC
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Alaska 12/4/2019
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New Mexico 12/9/2019
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Arizona 12/4/2019
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North Carolina 12/4/2019
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Colorado 12/4/2019
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Oklahoma 12/4/2019
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Colorado 12/4/2019
B
Oregon 1/6/2020
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Florida 12/4/2019
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Oregon 1/6/2020
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Georgia 11/19/2020
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Pennsylvania 12/4/2019
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Georgia 11/23/2020
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Pennsylvania 12/19/2019
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Indiana 12/4/2019
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South Carolina 6/21/2021
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Massachusetts 4/6/2021
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South Carolina 6/21/2021
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Michigan 12/4/2019
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Texas 11/12/2019
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Missouri 12/4/2019
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Texas 11/12/2019
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Nebraska 12/4/2019
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Washington 3/7/2022
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Nevada 12/4/2019
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Washington 3/7/2022
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New Mexico 12/4/2019
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Wyoming 12/4/2019
SRO Registrations
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Registered with this firm since 11/12/2019
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/19/2000 - 11/12/2003 | ALBUQUERQUE, NM | |
B | 08/24/2000 - 11/12/2003 | ST. PETERSBURG, FL | |
B | 06/22/1983 - 10/01/1998 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.