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MICHAEL ROBERTSON SCHOCK
MICHAEL ROBERTSON SHOCK
CRD#: 1028036
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 HOOD RIVER, OR
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1987 - 2007 (19 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1982 - 1987 (5 years)IAMORGAN STANLEY (CRD# 7556)2003 - 2007 (4 years)
License(s)

State Registrations

B
Arizona 6/1/2009

B
Ohio 11/19/2021

B
Arkansas 6/1/2009

B
Oregon 6/1/2009

B
California 6/1/2009

IA
Oregon 6/1/2009

B
Colorado 6/1/2009

B
South Carolina 10/14/2013

B
Delaware 2/29/2016

B
Texas 6/1/2009

B
Idaho 1/18/2017

IA
Texas 6/1/2009

B
Maryland 6/1/2009

B
Utah 1/11/2018

B
Minnesota 4/29/2024

B
Washington 6/1/2009

B
Montana 10/10/2013

B
Wisconsin 10/23/2024

B
Nevada 7/14/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
HOOD RIVER, OR
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
HOOD RIVER, OR
Registered with this firm since 6/1/2009

Previous Registration(s)
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IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOOD RIVER, OR
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOOD RIVER, OR
IA
04/16/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) HOOD RIVER, OR
B
07/17/1987 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) HOOD RIVER, OR
B
01/25/1982 - 01/02/1987 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.